Helping you achieve your financial goals
With over 30 years of experience in the financial services industry, I specialize in investment company products, variable contracts, and comprehensive financial planning aligned with your goals and risk tolerance.
Investment Planning
Insurance Solutions
Services
Investment Company Products
Life Insurance & Financial Planning
Retirement Planning
Direct Participation Programs
Professional Portfolio
Professional Experience
NYLIFE SECURITIES LLC (CRD# 5167)
Registered Representative
Specializing in investment company products and variable contracts, serving clients with comprehensive financial solutions.
NEW YORK LIFE INSURANCE COMPANY
Field Underwriter
Over 30 years of experience in life insurance and financial services, providing comprehensive insurance solutions and financial planning to individuals and families.
About Me
As a dedicated financial professional with over 30 years of industry experience, I'm committed to helping clients navigate the complexities of investment planning and life insurance solutions.
My approach is built on understanding your unique financial situation, goals, and concerns. I believe in creating personalized strategies that align with your values and risk tolerance, utilizing investment company products and variable contracts to build comprehensive financial plans.
I serve clients who are looking for a trusted partner to help them achieve financial security and build a legacy for future generations through sound investment and insurance strategies.
Credentials & Disclosures
Professional Information
- CRD# 19811
- 30+ years in the financial services industry
- Current firm: NYLIFE Securities LLC
- Current role: Registered Representative
- Licensed in: Iowa, New Mexico
- Securities Registrations: SIE, Series 6, Series 22, Series 63
- Specializations: Investment Company Products, Variable Contracts, Direct Participation Programs
Disclosures
For complete information about my background, qualifications, and any disciplinary history, please visit FINRA's BrokerCheck by using the button below or visiting FINRA BrokerCheck.
FINRA BrokerCheck
What Clients Say
"Stephen's expertise in investment products and life insurance has been invaluable to our family's financial planning. His decades of experience and personalized approach have helped us build a secure financial foundation."
"Working with Stephen has been transformative for our retirement planning. His knowledge of variable contracts and investment company products has helped us create a comprehensive strategy for our future."
Contact Me
I'm here to help you navigate your financial journey. Whether you have questions about investment company products, life insurance solutions, retirement planning, or want to discuss your specific financial goals, I'm available to connect.
For the fastest response, please include your name, contact information, and a brief description of your financial goals or questions.
Check the background of this investment professional on FINRA's BrokerCheck.